Ownership Profile

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 24 12.93 80.82 31,443,891
Mutual Fund 18 0.03 0.23 81,379
Insider 7 0.58 1.98 760,616

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 12 0.67 4.03 1,923,742
Sellers 10 -0.05 0.25 -118,019
Net 0.62 3.78 1,805,723

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 13.54 82.99 32,297,576
Top 10 Inst. 13.24 82.14 31,947,348
Top 20 Inst. 13.53 82.94 32,279,809
Top 50 Inst. 13.54 82.99 32,297,576

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth
Aggressive Growth -- --
Core Growth 2 -- 0.01 5,346
Growth 1 -- -- 162
Income
Income Value -- --
Yield -- --
Index 5 0.07 0.32 128,320
Other 9 10.68 77.29 30,085,046
Broker Dealer 3 0.02 0.09 35,705
GARP -- --
Hedge Fund 5 8.79 69.90 27,249,917
Specialty -- --
VC Private Equity 1 1.88 7.30 2,799,424
Value
Core Value -- --
Deep Value -- --

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
Armistice Capital LLC 25,000,000 65.19 1,000,000 10/28/19
Care Capital, LLC 2,799,424 7.30 -- 6/30/19
Sabby Management, LLC 1,197,710 2.51 277,063 9/30/19
Renaissance Technologies LLC 965,953 2.02 226,300 9/30/19
BML Investment Partners, L.P. 900,000 2.35 900,000 4/8/19
Finney Michael J 452,572 1.18 -- 6/30/19
East Hill Management Company, LLC 265,040 0.69 -- 2/13/18
Latour (Wouter W) 166,667 0.43 166,667 9/30/19
UBS Financial Services, Inc. 107,598 0.23 92,978 9/30/19
Tucker (Sean N Ph.D.) 92,384 0.24 10,283 6/30/19

* Insider values reflect direct beneficial ownership.

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